Sec form 4 stock options

However, Form 4 and 5 obligations may continue to be applicable. in beneficial ownership of any class of equity securities of the issuer and the beneficial 5 may, at the option of the reporting person, be reported on a Form 4 filed before. Stock screener for investors and traders, financial visualizations. Ticker, Owner, Relationship, Date, Transaction, Cost, #Shares, Value ($), #Shares Total, SEC Form 4 Mar 15, Option Exercise, 0.00, 39,071, 0, 147,710, Mar 17 09:55 PM. Under Section 16 of the securities laws and SEC rules, senior executives, Generally, Form 4 must be filed for any equity-related grant, option exercise, vesting 

Generally, Form 4 must be filed for any equity-related grant, option exercise, vesting of restricted stock/RSUs (in certain situations), sales of stock (including sales under Rule 10b5-1 trading plans and 401(k) plans), receipt of a bequest under a will, transfer to a trust, and transaction in company stock by a partnership of which the reporting person is a member. If certain conditions are met, it is permissible to report multiple open-market purchases or sales on the same day in the 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares; Director Stock Option (Right to Buy) The example above is the latest form 4 for Dilliards (DDS). Overall, the form is very easy to understand. You have the filing person, the date of transaction, the type of security, codes for the type of transaction, the price paid for the security and comments down the bottom. INTERNATIONAL BUSINESS MACHINES CORP sec form 4 filings insider trading, stock buying and selling. A Form 4 must be filed before the end of the second business day following a change in ownership of securities or derivative securities (including the exercise or grant of stock options) for individuals subject to Section 16 of the Securities Exchange Act of 1934. Transaction codes. Each transaction listed on the Form 4 filing has a transaction code: General transaction codes 9. These options are exercisable immediately. 10. These options vest in accordance with the following schedule: 658 vest on May 1, 2018; 659 vest on May 1, 2019; and 660 vest on May 1, 2020. 11. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. 12.

These disparate results prompted the SEC to establish. Rule 10b5-1 portion of his compensation in stock options may set Section 16(a) of the Exchange Act ( that is, Forms 3, 4, and 5). Can a Rule 10b5-1 plan be used for debt and equity.

Here's a look into the SEC Form 4 and Form 13F filing and how it could better an SEC Form 4 just tells us when corporate insiders buy or sell stock, options,  18 hours ago Form 4 PRICESMART INC For: Mar 16 Filed by: Price Philanthropies Foundation Common Stock, 03/16/2020, S (1), 5,088, D, $ 41.8304 (2), 4,186,467, D ( e.g., puts, calls, warrants, options, convertible securities). 1. The reporting person hereby undertakes to provide upon request to the SEC staff, the  Form 4, Section 16 - Form 4 (Paul J. Brody), 2020-01-03, 366 KB. Form 4, Section 16 - Form 4 (Denis Mendonca), 2020-01-03, 364 KB. Form 4, Section 16  29 Aug 2002 before the Form 3 is due (for example, because the insider received a stock option grant upon becoming an insider), then the SEC has  23 Oct 2014 Cashless Exercise of Stock Options (and sale of shares). – Grant of SEC Form 4 on behalf of all reporting persons upon being informed. 8 Aug 2018 SEC Form 4. FORM 4. UNITED STATES SECURITIES AND Exercise of stock options awarded under the issuer's employee stock option plan.

Form 4 is a United States SEC filing that relates to insider trading. or grant of stock options) for individuals subject to Section 16 of the Securities Exchange Act  

Generally, Form 4 must be filed for any equity-related grant, option exercise, vesting of restricted stock/RSUs (in certain situations), sales of stock (including sales under Rule 10b5-1 trading plans and 401(k) plans), receipt of a bequest under a will, transfer to a trust, and transaction in company stock by a partnership of which the reporting person is a member. If certain conditions are met, it is permissible to report multiple open-market purchases or sales on the same day in the 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares; Director Stock Option (Right to Buy) The example above is the latest form 4 for Dilliards (DDS). Overall, the form is very easy to understand. You have the filing person, the date of transaction, the type of security, codes for the type of transaction, the price paid for the security and comments down the bottom. INTERNATIONAL BUSINESS MACHINES CORP sec form 4 filings insider trading, stock buying and selling. A Form 4 must be filed before the end of the second business day following a change in ownership of securities or derivative securities (including the exercise or grant of stock options) for individuals subject to Section 16 of the Securities Exchange Act of 1934. Transaction codes. Each transaction listed on the Form 4 filing has a transaction code: General transaction codes 9. These options are exercisable immediately. 10. These options vest in accordance with the following schedule: 658 vest on May 1, 2018; 659 vest on May 1, 2019; and 660 vest on May 1, 2020. 11. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. 12.

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14 Sep 2016 SEC Form 4. FORM 4. UNITED STATES SECURITIES AND EXCHANGE Options to. Acquire. Class C. Common. Stock. $27.5. 09/14/2016. A. 27 Jun 2008 allow same-day, same-way open market purchases or sales to be aggregated and reported on a single line on Form 4, subject to certain  Form 4 is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders. Insiders consist of directors and Real-time insider trading alerts notify users by email when user-defined criteria are met. Sector and industry report with graph view visualizes the trend of insider trading transactions at a glance. Insider trading stock screener quickly discovers the strongest insider buying and selling activities. 9. These options are exercisable immediately. 10. These options vest in accordance with the following schedule: 658 vest on May 1, 2018; 659 vest on May 1, 2019; and 660 vest on May 1, 2020. 11. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. 12. FORM 4 STATEMENT OF CHANGES OF BENEFICIAL OWNERSHIP OF SECURITIES “Common Stock,” “Class A Common Stock,” “Class B Convertible Preferred Stock,” etc. (c) The amount of securities beneficially owned should state the face amount of debt securities (U.S. Dollars) or calls, options, warrants, convertible securities, or other U.S. securities laws prohibit insider trading, and so the SEC keeps track of how much stock of their companies certain insiders own. After the SEC knows about the insider and receives an initial

Restricted Stock: Advanced When and how do senior executives file Form 4 for restricted stock, restricted stock units, and performance shares? Within two business days of any grant, you file Form 4 electronically under the SEC's Section 16 rules.

Insider Trading - SEC Form 4 Database. Enter Stock Symbol or Cik: Cik Lookup Search By Company or Insider Name:  19 Mar 2019 Form 4 filings are reports submitted to the SEC by investors who buy or sell fund manager personally doesn't own stock XYZ, he must file a Form 4 if his fund Buys marked as sells, option conversions marked as buys, etc.

23 Oct 2014 Cashless Exercise of Stock Options (and sale of shares). – Grant of SEC Form 4 on behalf of all reporting persons upon being informed. 8 Aug 2018 SEC Form 4. FORM 4. UNITED STATES SECURITIES AND Exercise of stock options awarded under the issuer's employee stock option plan.